Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-07 |
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2019-07-17 |
| TX | RA | APPROVED | 2018-09-13 |
| CT | RA | APPROVED | 2018-07-06 |
Branch Locations
11810 Grand Park Ave, North Bethesda, MD 20852 • United States
Colonia, NJ • United States
100 Campus Dr, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jamaica | NY | 11/2015 | Present |
| Bank Of America, N.A. | Jamaica | NY | 11/2015 | Present |
I*412511 For profit or not for profit: Entity For Profit Name of outside business organization: Cartagena Group LLC Investment related: N Address of business: Union, New Jersey, 07083 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 6/15/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Daughter of owner, Battery and lightbulb store General Notes: Removed Treasurer role on behalf of associate. Approved.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-04 |
Reach out to this advisor