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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-10 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
514 Washington Blvd, Marina Del Rey, CA 90292 • United States
13400 W Washington Blvd, Los Angeles, CA 90292 • United States
8901 W Pico Blvd, Los Angeles, CA 90035 • United States
10789 W Pico Blvd, Los Angeles, CA 90064 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Pacific Palisades | CA | 06/2017 | 08/2019 |
| U.S. Bancorp Investments, Inc. | Pacific Palisades | CA | 06/2017 | 08/2019 |
| Align11 | Los Angeles | CA | 07/2016 | 06/2017 |
| Wells Fargo Bank Na | Santa Monica | CA | 08/2019 | Present |
| Wells Fargo Clearing Services Llc | Santa Monica | CA | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-20 |
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