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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-26 |
Branch Locations
655 W Broadway 12Th Fl, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 08/2010 | 04/2021 |
| M Holdings Securities | Portland | OR | 04/2021 | 11/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2023 | Present |
| Cetera Advisers Llc | Greenwood Village | CO | 11/2023 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2023 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 11/2023 | Present |
| Cetera Investment Advisers | San Diego | CA | 11/2023 | Present |
| Cetera Advisors Llc | St. Cloud | MN | 11/2023 | Present |
1. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: SAN DIEGO, CA 92101 NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWNER OF CONDOMINIUM THAT UTILIZES A PROPERTY MANAGER TO RENT OUT ON AN ANNUAL BASIS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-02 |
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