Michael Guy Riccardi

Current Employers

United Asset Strategies Inc.

377 Oak Street Suite 403, Garden City, NY 11530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-06

NY RA
APPROVED

Since 2021-07-06

Branch Locations

377 Oak Street Suite 403, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Asset Strategies, Inc.	Garden City	NY	03/2010	Present

03/2010 → Present

United Asset Strategies, Inc.

Garden City, NY

Other Businesses

UNITED FINANCIAL GROUP, LTD.; INVESTMENT RELATED; 377 OLD COUNTRY ROAD, SUITE 403, GARDEN CITY, NEW YORK 11530; INSURANCE SALES; FINANCIAL ADVISOR; START DATE 09/01/2009; FIVE HOURS PER MONTH; FIVE HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-03-15

S63 Uniform Securities Agent State Law Examination

2010-03-15

Designations

Other Names

Guy Michael Riccardi

View on SEC IAPD

Current Employers

United Asset Strategies Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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