Michael Guy Riccardi

Employer firm

United Asset Strategies Inc. CRD 107434

$2.22B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  United Asset Strategies, Inc.
  Garden City, NY

Other Businesses

UNITED FINANCIAL GROUP, LTD.; INVESTMENT RELATED; 377 OLD COUNTRY ROAD, SUITE 403, GARDEN CITY, NEW YORK 11530; INSURANCE SALES; FINANCIAL ADVISOR; START DATE 09/01/2009; FIVE HOURS PER MONTH; FIVE HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-03-15

Designations

• Certified Financial Planner

Other Names

• Guy Michael Riccardi