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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-21 |
Branch Locations
12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 09/2010 | 12/2016 |
| Ameriprise Financial Services, Inc. | San Francisco | CA | 12/2016 | 11/2018 |
| Lpl Financial Llc | San Diego | CA | 11/2018 | 04/2025 |
| Wells Fargo Clearing Services | San Diego | CA | 04/2025 | Present |
RENTAL PROPERTY; INV RELATED; ENCINITAS, CA; 100% OWNERSHIP; 01/2021; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-06 |
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