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Richard Servis

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-25
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

390 Madison Ave Floor 11, New York, NY 10017 • United States

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 06/2011 Present
J.P. Morgan Securities Llc New York NY 10/2012 Present
Previous Registrations
  • 2011-08-05 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
  • 2010-05-11 → 2011-03-31
    Equitable Advisors, Llc
    Edison, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-04
  • S66 Uniform Combined State Law Examination
    2010-05-04
Other Names
  • Richard A Servis
  • Richard Servis

View on SEC IAPD

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