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Douglas Paul Corp

Edelman Financial Engines

Boardman, OH

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-16
OH RA APPROVED 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2019-10-16
  • OH RA
    APPROVED
    Since 2016-11-30

Branch Locations

945 Windham Court Suite 2, Boardman, OH 44512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. Highland Heights OH 11/2016 Present
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Highland Heights, OH
Previous Registrations
  • 2015-07-14 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Highland Heights, OH
    Overland Park, KS
  • 2014-11-17 → 2015-09-04
    The Mutual Fund Store
    Highland Heights, OH
    Overland Park, KS
  • 2012-06-13 → 2014-02-26
    Pnc Wealth Management Llc
    Stow, OH
    Stow, OH
    Akron, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-04
  • S66 Uniform Combined State Law Examination
    2012-04-04

View on SEC IAPD

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Other Investors

DAVID LEE TROUTMAN
KATHLEEN JOYCE KALOSKY
SANDRA DENISE BAYLOR
John Gabriel Clark
Nicholas Russell
Dominic Gentsy
Scott Viano
PAUL DAVID FINCH

Other Offices

CETERA INVESTMENT ADVISERS LLC · BOARDMAN, OH
CETERA INVESTMENT ADVISERS LLC · BOARDMAN, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Boardman, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Youngstown, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Boardman, OH
J.P. MORGAN SECURITIES LLC · BOARDMAN, OH
LPL FINANCIAL LLC · BOARDMAN, OH
PNC WEALTH MANAGEMENT LLC · BOARDMAN, OH

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