Kathleen Joyce Kalosky

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Sullivan'S Bookkeeping And Tax Service
  Boardman, OH
• 03/2012 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2012 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-01-27 → 2011-12-07
  Cetera Investment Advisers Llc
  Boardman, OH
• 2003-05-07 → 2005-12-20
  Cetera Investment Advisers Llc
  Boardman, OH

Other Businesses

1) SULLIVANS TAX SERVICE; NOT INV REL; BOARDMAN, OH; MANAGER; STARTED 2000; 160 HRS/MTH DURING SECURITIES TRADING HRS: 2) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 5621 MARKET ST. BOARDMAN OH 44512 NATURE OF BUSINESS: COMERCIAL& RESIDENTIAL RENTAL START DATE: 8/2017 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: RENTING SPACE TO TENANTS:

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-08-07

Other Names

• Kathleen Joyce Sullivan
• K. J. Sullivan
• K. J. Kalosky