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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-16 |
| OH | RA | APPROVED | 2006-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sullivans Tax Service | Boardman | OH | 09/1994 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2006 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2006 | Present |
| Baylor Services, Inc | Tailmadge | OH | 10/2014 | Present |
| Mission: Wealth Management | Boardman | OH | 06/2024 | Present |
1) SULLIVANS TAX SERVICE/NON-INVEST; BOARDMAN, OH; TAX PREPARATION, IRS E-FILE LICENSED FRO, REGISTERED WITH SANTA BARBARA BANK AND TRUST TO OFFER RAL'S BOOKKEEPING; BRANCH MANAGER; 10-35 HRS/WK; START DATE 9/1994: 2) BAYLOR SERVICES, INC, INVESTMENT RELATED, 541 WEST AVE, SUITE A, TAILMADGE, OH 44278, TAX & ACCOUNTING, STARTED 10/2014, PRESIDENT, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING, PAYROLL & TAX PREP: 3) NAME OF OTHER BUSINESS:SANDOLAY, INC. ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: SMALL CRAFT AND NOVELTY ITEMS ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 25-30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 25-30 ; BRIEF DESCRIPTION OF DUTIES: SMALL CRAFTS, NOVELTY ITEMS, CANDLES AND HANDMADE PRODUCTS ; 4) NAME OF OTHER BUSINESS: MISSION: WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: SOLE MEMBER; APX NUMBER OF HOURS PER WEEK: 20-40; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: YOUNGSTOWN WARREN REGIONAL CHAMBER, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NON-PROFIT, START DATE:04/2025, POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: BUSINESS NETWORKING; 6) NAME OF OTHER BUSINESS: FOREST LAWN MEMORIAL PARK CEMETERY ; INVESTMENT RELATED: NO ADDRESS: 5400 MARKET ST, BOARDMAN, OH 44512 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 9/9/2025 ; POSITION/TITLE/RELATIONSHIP: BOARD ; APX NUMBER OF HOURS PER WEEK:1 ; APX NUMBER OF HOURS DURING TRADING HOURS:1 ; BRIEF DESCRIPTION OF DUTIES: ; ASSITS AND DECIDE GROUNDS, OVERSEE BUSINES OPS & FACILITATE GROWTH;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-28 |
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