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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-10-23
  • OH RA
    APPROVED
    Since 2007-10-23

Branch Locations

1381 N. Perry Street, Ottawa, OH 45875-1124 • United States

1205 East Kibby St, Lima, OH 45804 • United States

Superior Federal Credit Union 3345 N West St, Lima, OH 45801 • United States

Superior Federal Credit Union 1107 Elide Ave, Delphos, OH 45833 • United States

Superior Federal Credit Union 1571 Allentown Rd, Lima, OH 45805 • United States

39 Oak Street, Amelia, OH 45102 • United States

1650 N Countryline Ave, Fostoria, OH 44830 • United States

623 West Main St, Mt Orab, OH 45154 • United States

462 Fortman Dr., St. Marys, OH 45885 • United States

202 Willipie St, Wapakoneta, OH 45895 • United States

6600 W Sylvania Ave, Sylvania, OH 43551 • United States

1209 E Columbus Street, Kenton, OH 43326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Ottawa OH 10/2007 Present
Superior Federal Credit Union Ottawa OH 10/2007 Present
  • 10/2007 → Present
    Ottawa, OH
  • 10/2007 → Present
    Superior Federal Credit Union
    Ottawa, OH
Previous Registrations
  • 2007-08-01 → 2007-10-17
    Ottawa, OH
  • 2006-03-15 → 2007-08-01
    National Planning Corporation
    Kalida, OH
    Ottawa, OH
    Ottawa, OH
    Glandorf, OH
    Monroeville, PA
    Ottawa, OH
    Glandorf, OH
    Kalida, OH
    Ottawa, OH
Other Businesses

(1) 10/22/2007 - NO BUSINESS NAME - Financial Institution Duty - INV REL - AT REPORTED BUSINESS LOCATION - Relationship Mgr. Trust Officer. Responsibilities - Build new and continue existing relationships with trust clients. Analyze and manage personal trust portfolios by utilizing services of Members Trust company. (Superior Credit Union) - 20% TIME SPENT. (2) 10/24/2007 - SUPERIOR FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION -ACTIVITY: SUPERIOR FINANCIAL SERVICES. (3) 12/6/2018 - Superior CU - DBA: Superior Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/04/2018 - 10 Hours Per Month/0 Hours During Securities Trading. (4) 3/27/2023 - No Business Name - Investment Related - Other - notary - notary public in state of Ohio - Start Date - 01/03/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-01
  • S66 Uniform Combined State Law Examination
    2006-03-01
Other Names
  • Janice Marie Schnipke
  • Janice Von Der Embse

View on SEC IAPD

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