Janice Marie Von Der Embse

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Lpl Financial Llc
  Ottawa, OH
• 10/2007 → Present
  Superior Federal Credit Union
  Ottawa, OH

Previous Registrations

• 2007-08-01 → 2007-10-17
  The Huntington Investment Company
  Ottawa, OH
• 2006-03-15 → 2007-08-01
  National Planning Corporation
  Kalida, OH
  Ottawa, OH
  Ottawa, OH
  Glandorf, OH
  Monroeville, PA
  Ottawa, OH
  Glandorf, OH
  Kalida, OH
  Ottawa, OH

Other Businesses

(1) 10/22/2007 - NO BUSINESS NAME - Financial Institution Duty - INV REL - AT REPORTED BUSINESS LOCATION - Relationship Mgr. Trust Officer. Responsibilities - Build new and continue existing relationships with trust clients. Analyze and manage personal trust portfolios by utilizing services of Members Trust company. (Superior Credit Union) - 20% TIME SPENT. (2) 10/24/2007 - SUPERIOR FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION -ACTIVITY: SUPERIOR FINANCIAL SERVICES. (3) 12/6/2018 - Superior CU - DBA: Superior Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/04/2018 - 10 Hours Per Month/0 Hours During Securities Trading. (4) 3/27/2023 - No Business Name - Investment Related - Other - notary - notary public in state of Ohio - Start Date - 01/03/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-03-01

Other Names

• Janice Marie Schnipke
• Janice Von Der Embse