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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uis Insurance & Investments | Ottawa | OH | 07/2005 | Present |
| Voya Financial Advisors | Ottawa | OH | 09/2014 | 06/2021 |
| Leipsic High School | Leipsic | OH | 01/2014 | 01/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: First Christian Church; No; 120 S POPLAR STREET; LEIPSIC; OH; 45856; church; Board Member; 2/1/2012; 4; 0; meet to discuss matters of the church property and outreach activities 2. NAME OF ENTITY:WC FELTON AGENCY INC; Yes; 51 S WASHINGTON ST; TIFFIN; OH; 44883; INSURANCE PRODUCTS; SENIOR ACCOUNT EXECUTIVE/MINORITY OWNER; 1/1/2015; 0; 0; OWNERSHIP ONLY NO DUTIES 3. NAME OF ENTITY:UIS INSURANCE & INVESTMENTS; Yes; 971 N PERRY ST; OTTAWA; OH; 46875; FINANCIAL SERVICES/DBA; SENIOR ACCOUNT EXECUTIVE; 7/20/2005; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. 4.NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 971 N PERRY ST; OTTAWA; OH; 46875; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/20/2005; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 5. NAME OF ENTITY:PUTNAM COUNTY REPUBLICAN CENTRAL COMMITTEE; No; 12000 RD R; COLUMBUS GROVE; OH; 45830; NON PROFIT ORGANIZATION; BOARD MEMBER; 6/10/2014; 1; 0; ARRANGE FOR POLL WORKERS IN LOBAL PRECINCT DURING ELECTIONS.ATTEND MEETINGS; 6. NAME OF OTHER BUSINESS: SCOUTING AMERICA; INVESTMENT RELATED: NO; ADDRESS: 2100 BROAD AVENUE FINDLAY, OH 45840; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: FUNDRAISING CHAIRPERSON; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REACHING OUT TO PAST DONORS REQUESTING ADDITIONAL DONATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-01 |
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