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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uis Insurance & Investments | Ottawa | OH | 04/2019 | Present |
| First Federal Bank Of The Midwest | Ottawa | OH | 07/2018 | 04/2019 |
| Ohio Northern University | Ada | OH | 06/2014 | 05/2018 |
| Bluffton Veterinary Hospital & Pet Care Center | Bluffton | OH | 10/2017 | 09/2018 |
| Cetera Advisor Networks | El Segundo | CA | 06/2021 | 06/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2025 | Present |
1. NAME OF OTHER BUSINESS: UIS INSURANCE & INVESTMENTS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE & INVESTMENTS POSITION/TITLE/RELATIONSHIP: ACCOUNT MANAGER- FINANCIAL SERVICES START DATE: 04/2019 APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 27 BRIEF DESCRIPTION OF DUTIES: RESPONSIBILITIES INCLUDE BUT ARE NOT LIMITED TO: MONITORING CLIENT ACCOUNTS FOR CHANGES, PREPARING CLIENT FORMS AND PAPERWORK NECESSARY FOR ALL ACCOUNT TYPES, RUNNING CLIENT PORTFOLIO REPORTS, CALCULATING RMDS, AND ENSURING ALL CHANGES ARE DONE IN A TIMELY MANNER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-16 |
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