Patrick Michael Jeffs-Catone

Current Employers

Employment History

• 06/2012 → 03/2018
  Lpl Financial, Llc
  Santa Ana, CA
• 06/2012 → Present
  Redwood Investment Group, Inc
  Fort Bragg, CA
• 06/2016 → Present
  Golden State Wealth Management, Llc
  Santa Ana, CA
• 03/2018 → Present
  Ascentis Independent Advisors, Llc
  Santa Ana, CA
• 01/2019 → Present
  Lpl Financial Llc
  Santa Ana, CA
• 03/2019 → Present
  Ascetis Asset Management, Llc
  Dallas, CA
• 04/2024 → Present
  Arimathea
  Powell, WY

Previous Registrations

• 2018-03-26 → 2022-09-20
  Golden State Equity Advisors, Llc
  Santa Ana, CA
• 2020-07-10 → 2022-03-14
  Golden State Asset Management
  Santa Ana, CA
• 2012-06-05 → 2016-12-23
  Lpl Financial Llc
  Powell, WY
  Newport Beach, CA
  Fort Bragg, CA
  Fort Bragg, CA
• 2011-07-14 → 2012-06-05
  Raymond James Financial Services Advisors, Inc
  Newport Beach, CA

Other Businesses

1.1/8/19:Golden State Wealth Management; InvRel;AtReptBusLoc(s);DBAforLPL Bus.; Start6-4-12;160Hrs/Mo.;8HrsDurTrad. 2.1/16/19:Redwood Investment Group, Inc; InvRel; AtReptBusLoc(s);RIA/Hybrid;160Hrs/Mo;8HrsDuringTrading; I provide investment advisory services through Redwood Investment Group, Inc, an IA advisor firm. I started this business activity in June 2013. I expect to spend about 160 hours per month on this activity. Please see the advisory firm's Form ADV... 3.1/16/19:Golden State Wealth Management, LLC; InvRel; AtReptBusLoc(s); RIA/DBA; Start6-4-12; 160Hrs/Mo.;8HrsDuringTrading; I provide investment advisory services through Golden State Wealth Management, LLC, an independent IA firm. I started this business activity in June 2013. I expect to spend about 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 4.3/19/19:Ascentis Independent Advisors, LLC; InvRel; AtReptBusLoc(s);RIA/DBA; Start12/29/17; 160Hrs/Mo;40HrsDuringTrading; I provide Operational services. I started this business activity in March 2019. I expect to spend about 160 hours per month on this activity. 6.4/23/19:Golden State Wealth Management LLC DBA:Golden State; InvRel; AtReptBusLoc(s); RIA/DBA; IAR; Start3/7/19; 120Hrs/Mo.;8HrsDuringTrading; I provide investment advisory services through Golden State Wealth Management, LLC, an independent IA firm. I started this business activity in April 2019. I expect to spend about 120 hours per month on this activity. 7.4/30/19:Golden State; InvRel;AtReptBusLoc(s);DBAforLPL Bus.; Start 3/7/19; 120Hrs/Mo;8HrsDurTrad 9.9/16/21:Redwood Investments; AtReptBusLoc(s); DBA for LPL Business (entity for LPL business); InvRel;start: 01/01/2019; 120hrs/mo; 8 hrs during trading 11.1/19/22: Golden State Asset Management, LLC; Bus. Entity For Tax/Inv. Purposes Only; Not inv. related; start 8/8/2023; 20hrs/mo. during trading.. 12. 9/14/23:Built Financial, LLC; AtReptBusLoc(s); Bus. Entity For Tax/Inv. Purposes Only; Not inv. related; start 8/8/2023; 20hrs/mo. during trading. 13.4/29/24:Arimathea;-Inv Rel-AtReptBusLoc(s)-RIA/Hyrbrid-Start:3/5/24 -10Hr/Mo DuringTrad-I provide investment advisory services through Arimathea, Corp., an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 10 hours per month. 14. 12/26/24- Gloria Lynn Heritage, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- Home based- Start 8/21/24- 2 Hrs Mth- 1 Hr Dring Trading 15.8/26/25 - Ascentis Asset Management, LLC- Inv Rel-Registered Investment Advisor Hybrid-At RepBusLoc(s)-Start 8/13/25-10 Hrs/Mth/Dring Trading-I provide administrative support to Ascentis Asset Management, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV.. 16.4/2/26-Golden State Equity Advisors, LLC-Business Entity For Tax/Investment Purposes Only-Not INV REL-Santa Ana, CA- Start 1/6/26- 0 hrs/mth/dring trding 17. 4/7/26-Ascentis Independent Advisors, LLC-RIA Hybrid-INV REL-At REP BUS LOCs-Start 1/6/26-100hrs/mth/40hrs dring trding-I provide investment advisory services through Ascentis Independent Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2026. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV... 18. 4/7/26-Ascentis Independent Advisors, LLC-RIA DBA-INV REL-At REP BUS LOCs-Start 1/6/26-0hrs/mth/dring trding-I provide investment advisory services through Ascentis Independent Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2026. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV...

Exams

• S66 Uniform Combined State Law Examination
  2011-06-30

Other Names

• Patrick Michael Jeffs-Catone
• Patrick Michael Catone