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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-23
  • TX RA
    APPROVED
    Since 2025-12-23

Branch Locations

24 Greenway Plaza Suite 1868, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Houston TX 04/2016 01/2017
Wealth Design Group Houston TX 01/2017 05/2018
Ameriprise Financial Services, Llc Webster TX 04/2018 11/2018
Jp Morgan Chase Bank, N.A Sugar Land TX 10/2021 03/2025
J.P. Morgan Securities Llc Sugar Land TX 10/2021 03/2025
Project Row Houses Houston TX 02/2020 04/2024
Revere Resources Houston TX 01/2019 12/2019
Target Pearland TX 12/2019 01/2020
Mml Investors Services, Llc Houston TX 12/2025 Present
Bipoc Arts Network And Fund Houston TX 06/2025 11/2025
Unemployed Houston TX 04/2025 06/2025
Mass Mutual Life Insurance Company Houston TX 11/2025 Present
  • 04/2016 → 01/2017
    Self Employed
    Houston, TX
  • 01/2017 → 05/2018
    Wealth Design Group
    Houston, TX
  • 04/2018 → 11/2018
    Ameriprise Financial Services, Llc
    Webster, TX
  • 10/2021 → 03/2025
    Jp Morgan Chase Bank, N.A
    Sugar Land, TX
  • 10/2021 → 03/2025
    J.P. Morgan Securities Llc
    Sugar Land, TX
  • 02/2020 → 04/2024
    Project Row Houses
    Houston, TX
  • 01/2019 → 12/2019
    Revere Resources
    Houston, TX
  • 12/2019 → 01/2020
    Target
    Pearland, TX
  • 12/2025 → Present
    Houston, TX
  • 06/2025 → 11/2025
    Bipoc Arts Network And Fund
    Houston, TX
  • 04/2025 → 06/2025
    Unemployed
    Houston, TX
  • 11/2025 → Present
    Mass Mutual Life Insurance Company
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-20
S63 Uniform Securities Agent State Law Examination 2022-05-02
  • S66 Uniform Combined State Law Examination
    2025-06-20
  • S63 Uniform Securities Agent State Law Examination
    2022-05-02
Other Names
  • Steven R Carter
  • Steven Richard Carter

View on SEC IAPD

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