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James Raymond Tilley

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-11-05
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-11-05
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

390 Madison Ave, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Jpmorgan Chase Bank, Na. New York, NY 09/2007 Present
Previous Registrations
  • 2007-09-18 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2006-08-02 → 2007-09-13
    Ameriprise Financial Services, Llc
    New York, NY
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-31
  • S66 Uniform Combined State Law Examination
    2006-07-31

View on SEC IAPD

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