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1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-21 |
| MA | RA | APPROVED | 2025-05-15 |
| SD | RA | APPROVED | 2025-02-25 |
| NV | RA | APPROVED | 2025-02-24 |
| TX | RA | APPROVED_RES | 2025-02-24 |
| IA | RA | APPROVED | 2023-12-08 |
| WI | RA | APPROVED | 2023-12-08 |
| MN | RA | APPROVED | 2013-11-01 |
Branch Locations
2778 Commerce Drive Nw Suite B, Rochester, MN 55901 • United States
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-04 |
Branch Locations
310 S. Oak Avenue, Owatonna, MN 55060 • United States
1995 East Rum River Drive S., Cambridge, MN 55008
1995 East Rum River Drive S., Cambridge, MN 55008 • United States
2778 Commerce Drive Nw Suite B, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Efs Advisors | Cambridge | MN | 01/2006 | Present |
| Advanced Advisor Group Llc | Cambridge | MN | 08/2006 | Present |
TONY OWNS A DUPLEX AT 214/216 14TH ST. SW IN ROCHESTER, MN THAT HE RENTS OUT TO TENANTS. HE BEGAN THIS ACTIVITY IN OCTOBER OF 2006 AND DEVOTES ABOUT 1 HOUR PER WEEK DURING NON-TRADING HOURS. THIS ACTIVITY DOES NOT INVOLVE ANY SECURITIES CLIENTS NOR IS IT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-30 |
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