Juan Carlos Vazquez

Current Employers

Employment History

• 11/2009 → 05/2021
  Jpmorgan Chase Bank, N.A.
  Costa Mesa, CA
• 10/2012 → 05/2021
  J.P. Morgan Securities Llc
  Orange, CA
• 12/2016 → 05/2017
  Ca Limited
  Anaheim, CA
• 01/2019 → Present
  Imperium Legacy, Llc
  Santa Ana, CA
• 05/2021 → 06/2024
  Western International Securities, Inc.
  Pasadena, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Tustin, CA

Previous Registrations

• 2021-05-13 → 2024-06-26
  Western International Securities, Inc.
  Tustin, CA
  Westlake Village, CA
• 2013-10-04 → 2021-06-11
  J.P. Morgan Securities Llc
  Orange, CA
  Santa Ana, CA
  Anaheim, CA
  Anaheim, CA
  Santa Ana, CA
  Anaheim, CA
  Anaheim, CA
  Anaheim, CA
  Anaheim, CA
  Garden Grove, CA

Other Businesses

1. Accident & Health, Life, and Variable Insurance; Investment-Related; Agent 2. JCV Wealth Management, Inc.; Investment-Related; DBA for Securities Business 3. Yorba Linda Chamber of Commerce; Non Investment-Related; Civic Organization; Board Member 4. Cafe Zocalo LLC: Not investment related: Restaurant: Owner 5. CAFE ZOCALO OC LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 136 S Glassell Street, Orange CA 92866, United States DESCRIPTION: Owner 6. TUSTIN CHAMBER OF COMMERCE POSITION: President NATURE: Non Profit 501(c)6 INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2023 ADDRESS: 17541 17th Street, Suite 208, Tustin CA 92780, United States DESCRIPTION: Ensuring that our mission and vision for the business community is executed. 7. IMPERIUM LEGACY LLC DBA OPTIMIZED JANITORIAL POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 17541 17th St, Suite 203, Tustin CA 92870, United States DESCRIPTION: Owner 8. YORBA LINDA CHAMBER OF COMMERCE POSITION: Chairman NATURE: Non Profit 501(c)6 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2023 ADDRESS: 4801 Park Ave, Yorba Linda CA 92886, United States DESCRIPTION: As Treasurer, your duties are primarily focused on the safeguarding and proper disbursement of all funds received by the chamber. It is imperative that you view these funds with the utmost care and integrity. Specifically, your responsibilities include: Safeguarding and advising that all funds received by the chamber and ensuring their proper disbursement. Advising such funds on deposit in a financial institution or investing them in a manner approved only by the Board of Directors. Assisting in preparing the budget for the year in collaboration with the Chief Executive Officer and the Executive Committee. You will not be included as a signer on any bank accounts affiliated with the chamber. Your role is crucial to the financial health and stability of our organization. 9. JCV WEALTH MANAGEMENT, INC DBA ALTO WEALTH MANAGEMENT POSITION: Owner NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2026 ADDRESS: 17541 17th Street, Suite 203, TUSTIN CA 92780, United States DESCRIPTION: Financial Planning for my personal clients and wealth management through Osaic Wealth. 10.CULTURA GOLF POSITION: CEO NATURE: Golf Apparel Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 207 Swanee Ave, Placentia CA 92870, United States DESCRIPTION: - Build Renderings for Apparel - Work with Vendors for Product Production - Manage E-Commerce 11.CULTURA GOLF FOUNDATION POSITION: CEO NATURE: 501(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 206 SWANEE AVE, PLACENTIA CA 92870, United States DESCRIPTION: Raise Funds to promote more Latino golfers to pay the game. We will raise funds thru tournaments, programs and apparel.

Exams

• S66 Uniform Combined State Law Examination
  2013-10-03
• S63 Uniform Securities Agent State Law Examination
  2010-02-26

Other Names

• Juan C. Vazquez