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Jonathan Wesley Roberts

Valic Financial Advisors, Inc.

Columbia, SC

CRD 5736368

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-11-18
GA RA APPROVED 2021-07-28
TX RA APPROVED 2020-10-02
OH RA APPROVED 2019-03-08
FL RA APPROVED 2016-05-12
VA RA APPROVED 2011-09-27
NC RA APPROVED 2010-06-04
SC RA APPROVED 2010-06-04
  • NJ RA
    APPROVED
    Since 2021-11-18
  • GA RA
    APPROVED
    Since 2021-07-28
  • TX RA
    APPROVED
    Since 2020-10-02
  • OH RA
    APPROVED
    Since 2019-03-08
  • FL RA
    APPROVED
    Since 2016-05-12
  • VA RA
    APPROVED
    Since 2011-09-27
  • NC RA
    APPROVED
    Since 2010-06-04
  • SC RA
    APPROVED
    Since 2010-06-04

Branch Locations

3710 Landmark Drive Suite 104,, Columbia, SC 29204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Malvern PA 05/2010 Present
Agia Houston TX 12/2022 Present
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-07
  • S66 Uniform Combined State Law Examination
    2010-05-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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