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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| NJ | RA | APPROVED | 2024-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Freehold | NJ | 01/2015 | 02/2018 |
| Pnc Investments Llc | Freehold | NJ | 01/2015 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eatontown, Nj | NJ | 02/2018 | 10/2021 |
| Bank Of America, N.A. | Eatontown | NJ | 02/2018 | 10/2021 |
| Prudential Insurance Company Of America | Little Silver | NJ | 10/2021 | 08/2024 |
| Pruco Securities, Llc. | Little Silver | NJ | 10/2021 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 08/2024 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-14 |
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