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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-16 |
| NY | RA | APPROVED | 2024-03-12 |
Branch Locations
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
Highland Mills, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Elizabeth | NJ | 09/2013 | 05/2022 |
| Santander Securities, Llc | Elizabeth | NJ | 09/2013 | 08/2022 |
| Citigroup Global Markets Inc. | New York | NY | 08/2022 | 03/2024 |
| Mml Investors Services, Llc | New York | NY | 03/2024 | Present |
| Massmutual Life Insurance Company | New York | NY | 03/2024 | Present |
1)Name: Marzana Zaman, Inv Rel: Y Addr: @ Residential address on file, Nature: Outside Insurance, Position: Agent, Start: 5/19/2025, No Hr/Mo: 4 No Hr/Mo Dur Trading: 2 Duties: Life, Disability, Long-term care, Fixed annuities, Health.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-21 |
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