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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-02
NJ RA APPROVED 2013-06-14
  • TX RA
    APPROVED
    Since 2013-10-02
  • NJ RA
    APPROVED
    Since 2013-06-14

Branch Locations

10000 Sagemore Dr Ste 10102, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Marlton NJ 01/2012 11/2016
Wells Fargo Clearing Services, Llc Marlton NJ 11/2016 Present
Other Businesses

CO-TRUSTEE FOR SISTER'S TRUST (1); INV. RELATED; MOORESTOWN, NJ; START DATE 6/2021; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR SISTER'S TRUST (2); INV. RELATED; MOORESTOWN, NJ; START DATE 6/2021; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR SISTER'S TRUST (3); INV. RELATED; MOORESTOWN, NJ; START DATE 6/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-13
  • S66 Uniform Combined State Law Examination
    2013-06-13

View on SEC IAPD

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