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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-06 |
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
42 3Rd Street Nw Suite 913, Hickory, NC 28601 • United States
Hickory, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Charlotte | NC | 11/2009 | 03/2017 |
| Mml Investors Services, Llc | Hickory | NC | 03/2017 | Present |
| Massmutual Life Insurance Co | Hickory | NC | 07/2016 | Present |
(1) NAME: DAVID A WACHTER JR INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: MINISTRY WORK AS AN INDEPENDENT PASTOR PROVIDING PULPIT SUPPLY FOR CHURCHES NEEDS A SUBSTITUTE PREACHER ALONG WITH VARIOUS PROJECTS IN SPIRITUAL DEVELOPMENT POSITION: REVEREND START DATE: 07/01/2023 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PREACH WHEN CONTRACTED TO DO SO, OFFERING WRITTEN COMMENTARY ON BIBLICAL TEXTS, LEADING FAITH TRIPS TO ISRAEL, AND POSSIBLY PODCAST EPISODES GEARED TO BIBLICAL COMMENTARY AND SPIRITUAL DEVELOPMENT. AUTHOR ON BIBLICAL TESTS AS PART OF MY DUTIES IN SPRITUAL DEVELOPMENT. (2) NAME: DAVID A WACHTER JR INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, MEDICARE SUPPLEMENTS, GROUP DI, DENTAL, VISION POSITION: SALES START: 12/7/2018 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-10 |
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