David A. Wachter

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 03/2017
  Metlife Securities Inc
  Charlotte, NC
• 03/2017 → Present
  Mml Investors Services, Llc
  Hickory, NC
• 07/2016 → Present
  Massmutual Life Insurance Co
  Hickory, NC

Previous Registrations

• 2010-06-23 → 2017-03-25
  Msi Financial Services, Inc.
  Charlotte, NC
  Greenville, SC
  Shelby, NC
  Greenville, SC

Other Businesses

(1) NAME: DAVID A WACHTER JR INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: MINISTRY WORK AS AN INDEPENDENT PASTOR PROVIDING PULPIT SUPPLY FOR CHURCHES NEEDS A SUBSTITUTE PREACHER ALONG WITH VARIOUS PROJECTS IN SPIRITUAL DEVELOPMENT POSITION: REVEREND START DATE: 07/01/2023 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PREACH WHEN CONTRACTED TO DO SO, OFFERING WRITTEN COMMENTARY ON BIBLICAL TEXTS, LEADING FAITH TRIPS TO ISRAEL, AND POSSIBLY PODCAST EPISODES GEARED TO BIBLICAL COMMENTARY AND SPIRITUAL DEVELOPMENT. AUTHOR ON BIBLICAL TESTS AS PART OF MY DUTIES IN SPRITUAL DEVELOPMENT. (2) NAME: DAVID A WACHTER JR INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, MEDICARE SUPPLEMENTS, GROUP DI, DENTAL, VISION POSITION: SALES START: 12/7/2018 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-08
• S63 Uniform Securities Agent State Law Examination
  2009-12-10

Other Names

• David A. Wachter
• David Wachter