Steven Michael Harlow

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2010-04-07

WA RA
APPROVED

Since 2010-04-07

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Tacoma	WA	11/2009	Present
Merrill Lynch, Pierce, Fenner & Smith, Incorporated	Tacoma	WA	11/2009	Present

11/2009 → Present

Bank Of America, N.A.

Tacoma, WA
11/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith, Incorporated

Tacoma, WA

Other Businesses

AUSTRA, LLC; NOT INVESTMENT RELATED; TACOMA, WA; RESIDENTIAL RENTAL PROPERTY; OWNER; START DATE: 09/08/2008; DEOVTES 2 HOURS PER MONTH; NO HOURS DEVOTED DURING TRADING HOURS; MOWING YARD & BOOKKEEPING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-06

S66 Uniform Combined State Law Examination

2010-04-06

Other Names

Steven Harlow

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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