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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED | 2024-08-30 |
Branch Locations
12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 08/2015 | 09/2017 |
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 10/2017 | 08/2024 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-01 |
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