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Kari Dee Allen

Edward Jones

Rocklin, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-21
CA RA APPROVED 2023-07-28
  • TX RA
    APPROVED_RES
    Since 2023-08-21
  • CA RA
    APPROVED
    Since 2023-07-28

Branch Locations

2210 Plaza Dr Suite 100, Rocklin, CA 95765 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Investments Rocklin CA 09/2009 Present
Edward Jones St. Louis MO 01/2023 Present
  • 09/2009 → Present
    Edward Jones Investments
    Rocklin, CA
  • 01/2023 → Present
    St. Louis, MO
Other Businesses

Thomas Kusel/Kusel Chiropractic Type: Medical Date: 01/17/07 Title: Receptionist/Back Office Trad Hrs: 17 Tot Hrs: 30 Desc: Applying therapy modalities, scheduling appointments, secretarial duties. City-State: Auburn CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-02
  • S66 Uniform Combined State Law Examination
    2023-06-02
Other Names
  • Bast
  • Ermolenko
  • Kari Dee Bast

View on SEC IAPD

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