Alfred Lawrence Hymans

Current Employers

Employment History

• 01/2011 → Present
  Village Tax And Financial Services
  Sacramento, CA
• 10/2011 → Present
  Hymans And Associates, Inc.
  Rocklin, CA
• 09/2014 → 01/2017
  Voya Financial Advisors
  Sacramento, CA
• 01/2017 → 06/2024
  Securities America. Inc.
  Rocklin, CA
• 01/2017 → 06/2024
  Securities America Advisors
  Rocklin, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rocklin, CA

Previous Registrations

• 2017-01-27 → 2024-06-14
  Securities America Advisors, Inc.
  Sacramento, CA
  Roseville, CA
  Roseville, CA
  Rocklin, CA
• 2007-05-08 → 2017-01-30
  Voya Financial Advisors, Inc.
  Grass Valley, CA
  Sacramento, CA
  San Marcos, CA
  Agoura Hills, CA
  Temecula, CA

Other Businesses

1. NORDAHL HALL, INC. POS: Board member NATURE: responsible for raising funds/maintaining the lodge building for the San Jose lodge of the Sons of Norway. INVESTMENT RELATED: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 0 START DATE: 1/1/08 ADDY: Los Gatos CA DESCRIPT: serve on the board of this non-profit. I help them make decisions about building maintenance. 2. HYMANS & ASSOCIATES, INC. POS: President/CEO NATURE: incorporated as an S corp. primarily for liability avoidance and tax efficiency purposes. INVESTMENT RELATED: Yes NUMBER OF HRS: 5 SECURITIES TRADING HRS: 0 START DATE: 10/11/11 ADDY: Rocklin, CA 95765 DESCRIPT: I run my business through my S-corp. "Hymans & Associates". This is whereall financial planning, retirement planning, advisory and commission-based investment work is run, as well as all insurance sales.My dba is Essential Financial Strategies. 3. INSURANCE SALES POS: Principal NATURE: Fixed and variable Life, disability and long-term care insurance, fixed and variable annuity sales. INVESTMENT RELATED: Yes NUMBER OF HRS: 10 SECURITIES TRADING HRS: 10 START DATE: 1/9/17 ADDY: Rocklin, CA 95765 DESCRIPT: Normal sales of insurance and annuity products. No seminars or other broad-based marketing; just through referrals. 4. ESSENTIAL FINANCIAL STRATEGIES POS: Owner NATURE: dba: Essential Financial Strategies INVESTMENT RELATED: Yes # OF HRS: 180 SECURITIES TRADING HRS: 100 START DATE: 3/1/19 ADDY: Rocklin, CA 95765 DESCRIPTION: dba. 5. SONS OF NORWAY INTERNATIONAL FOUNDATION BOARD POS: Board member NATURE: Voluntary work on a board of directors for a 501(c)(3) foundation. Serve on various committees to help manage the foundation and assist their efforts to raise funds and increase visibility to the public. INVESTMENT RELATED: No NUMBER OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 2/1/22 ADDY: Minneapolis MN 55408-2666, United States DESCRIPT: Volunteering to support the board's consultations and decision-making during board and committee meetings. Represent the foundation at conventions and other gatherings of the organization's membership. 6. WINGS FOR WIDOWS POS: Financial Coach NATURE: Pro-Bono financial advice to widow(er)s following the Financial Planning Association's strict no-solicitation rules. They provide free advice to people who have recently lost a spouse and are in urgent need of financial advice. INVESTMENT RELATED: Yes NUMBER OF HRS: 10 SECURITIES TRADING HRS: 10 START DATE: 3/1/22 ADDY: Wayzata MN 55391 DESCRIPT: As a "coach" I will be providing pro bono financial/advice to widow(er)s for Wings on behalf of the Widows Financial Coaching Program. 7. SENIORS RESOURCE GROUP POS: Member, chairperson of the board. NATURE: This is a business referral/leads group. Members are a group of like-minded professionals from different lines of work, all in the support of the Senior market. We meet twice a month and share business ideas and leads for each other. INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2025 ADDRESS: Roseville CA 95661 DESCRIPT: Meet twice a month/talk about senior issues with the other members. We support each other's business with ideas for marketing and working with employees and clients etc. 8. SONS OF NORWAY REC. CENTER POS: Board member NATURE: Fraternal Benefits Org. called Sons of Norway, District Six Recreation Center Board of Directors. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 10 START DATE: 1/1/14 ADDRESS: ALTA CA 95701 DESRIPT: I help run the board meetings. This board is responsible for raising funds and maintaining this 40 acre children's summer camp in the Sierra Foothills, 70 miles East of Sacramento, CA, known as "Camp Norge."I help with decisions needed to make sure the buildings and property are maintained properly. We have 2 work party weekends where I volunteer my time to maintain and clean up the property.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-09
• S63 Uniform Securities Agent State Law Examination
  2002-05-01

Designations

Other Names

• Fred Hymans