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Dawn Christina Pedicord

Pedicord Wealth Management, LLC

Rocklin, CA

CRD 3193741

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Employer firm

Pedicord Wealth Management, LLC CRD 314931

$85.6M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Pedicord Wealth Management, Llc

6520 Lonetree Blvd Suite 124, Rocklin, CA 95765 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-31
  • CA RA
    APPROVED
    Since 2021-08-31

Branch Locations

6520 Lonetree Blvd Suite 124, Rocklin, CA 95765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foord, Vanbruggen & Pajak Financial Services Sacramento CA 03/1999 12/2021
Lpl Financial, Llc Sacramento CA 09/2014 08/2021
Pedicord Wealth Management, Llc Rocklin CA 08/2021 Present
  • 03/1999 → 12/2021
    Foord, Vanbruggen & Pajak Financial Services
    Sacramento, CA
  • 09/2014 → 08/2021
    Lpl Financial, Llc
    Sacramento, CA
  • 08/2021 → Present
    Rocklin, CA
Previous Registrations
  • 2002-11-05 → 2021-12-01
    Foord, Van Bruggen & Pajak Financial Services
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-10
S63 Uniform Securities Agent State Law Examination 1999-03-10
  • S65 Uniform Investment Adviser Law Examination
    2000-08-10
  • S63 Uniform Securities Agent State Law Examination
    1999-03-10
Designations
  • Certified Financial Planner
Other Names
  • Dawn C. Pedicord
  • Dawn Christina Wooten

View on SEC IAPD

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