Sofia Carol Shah

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  World Financial Group, Inc.
  Las Vegas, NV
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Las Vegas, NV
• 04/2012 → 01/2020
  Sofia Shah Inc.
  Woodland Hills, CA
• 08/2016 → Present
  All For One Foundation
  Alpharetta, GA
• 01/2019 → Present
  Dynasty Leadership Incorporated
  Las Vegas, NV
• 06/2020 → Present
  College Loan Freedom
  Henderson, NE
• 03/2021 → Present
  Transformindshift
  Las Vegas, NV

Previous Registrations

• 2011-02-16 → 2012-01-06
  Investment Advisors International, Inc.
  Woodland Hills, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Transformindshift / 0321- Present / Investment Related: No / 4575 Dean Martin Drive, Unit 3200, Las Vegas, NV 89103 / Hypnotherapist / Hypnotherapy / Hrs Work Monthly: 20 / Sec Trading Hrs: 0 / I am now certified as a Hypnotherapist and I am going to use this certification to help people with their mental health. I will meet with people via zoom from my home to conduct the therapy. Dynasty Leadership Incorporated / 0119-Present / Investment Related: No/2920 Green Valley Parkway Suite 712&712 Las Vegas, NV 89014/Director / This corporation is listed under our office lease in Nevada. There is no business conducted by the corporation. / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / This OBA is just attached to our office in Nevada, There are no business or services conducted with this OBA All For One Foundation / 0816-Present / Investment Related: No / 5780 Windward Parkway Suite 330 Alpharetta, GA 30005 / Advisory Board / Charitable events / Hrs Work Monthly: 0 / Sec Trading Hrs: 0/ Donating personally and possibly visiting the children as part of the charity events College Loan Freedom / 0620-Present / Investment Related: No / 129 W. Lake Mead Parkway, #19 Henderson, NV 89015 / Referral Agent / Referral Agent/ Hrs Work Monthly: 4 / Sec Trading Hrs: 1 / For clients with student debt issues, I would refer them to college Loan Freedom to see if their services would help the client.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-30
• S63 Uniform Securities Agent State Law Examination
  2010-01-26

Other Names

• Mo Sofia Shah