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William Joseph Farris

J.P. Morgan Securities LLC

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-16
CA RA APPROVED 2014-02-25
CO RA APPROVED 2014-02-25
  • TX RA
    APPROVED
    Since 2014-12-16
  • CA RA
    APPROVED
    Since 2014-02-25
  • CO RA
    APPROVED
    Since 2014-02-25

Branch Locations

2696 S. Colorado Blvd., Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Denver CO 10/2010 Present
J.P. Morgan Securities Llc Denver CO 10/2012 Present
Bips Llc Highlands Ranch CO 10/2023 01/2025
  • 10/2010 → Present
    Jpmorgan Chase Bank, Na.
    Denver, CO
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Denver, CO
  • 10/2023 → 01/2025
    Bips Llc
    Highlands Ranch, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-24
  • S66 Uniform Combined State Law Examination
    2014-02-24
Other Names
  • Billy Farris
  • William Joseph Farris
  • William Joseph Farris

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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