Robert F Soler

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-03-06
IL	RA	APPROVED	2025-11-13
NV	RA	APPROVED	2025-03-04
ME	RA	APPROVED	2024-07-10
MA	RA	APPROVED	2023-05-15
DE	RA	APPROVED	2023-05-02
NH	RA	APPROVED	2022-10-28
TX	RA	APPROVED	2022-01-06
NY	RA	APPROVED	2021-04-16
NC	RA	APPROVED	2021-01-26
OH	RA	APPROVED	2020-09-25
VA	RA	APPROVED	2018-10-11
PA	RA	APPROVED	2018-07-18
GA	RA	APPROVED	2018-06-20
WA	RA	APPROVED	2018-03-14
FL	RA	APPROVED	2018-02-08
CT	RA	APPROVED	2017-01-06
CA	RA	APPROVED	2016-03-04
MD	RA	APPROVED	2013-06-14
NJ	RA	APPROVED	2012-05-22

CO RA
APPROVED

Since 2026-03-06
IL RA
APPROVED

Since 2025-11-13
NV RA
APPROVED

Since 2025-03-04
ME RA
APPROVED

Since 2024-07-10
MA RA
APPROVED

Since 2023-05-15
DE RA
APPROVED

Since 2023-05-02
NH RA
APPROVED

Since 2022-10-28
TX RA
APPROVED

Since 2022-01-06
NY RA
APPROVED

Since 2021-04-16
NC RA
APPROVED

Since 2021-01-26
OH RA
APPROVED

Since 2020-09-25
VA RA
APPROVED

Since 2018-10-11
PA RA
APPROVED

Since 2018-07-18
GA RA
APPROVED

Since 2018-06-20
WA RA
APPROVED

Since 2018-03-14
FL RA
APPROVED

Since 2018-02-08
CT RA
APPROVED

Since 2017-01-06
CA RA
APPROVED

Since 2016-03-04
MD RA
APPROVED

Since 2013-06-14
NJ RA
APPROVED

Since 2012-05-22

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	New York	NY	04/2011	Present
Park Avenue Securities	New York	NY	08/2011	Present

04/2011 → Present

Guardian Life Insurance Company

New York, NY
08/2011 → Present

Park Avenue Securities

New York, NY

Previous Registrations

2009-12-02 → 2010-01-07

B. Riley Wealth Advisors, Inc.

Other Businesses

1. Property & Causality License under Solang LLC , Start: 01/01/2015, Address: 437 Madison Ave. 29th Floor, New York, NY, 5 bus hrs per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Other Life & Health License Products, Start; 03/01/2011, Address: 437 Madison Ave. 29th Floor, New York, NY, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 3. Cosynd Investor-Advisory Board and Investor, Start: 09/01/2017, Address: 154 W 77th St, Apt BR, NY NY 10024, 0 hrs per month, Investment related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-01

S66 Uniform Combined State Law Examination

2009-12-01

Designations

Chartered Financial Analyst

Other Names

Robert Soler
Robert Francis Soler

View on SEC IAPD