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Current Employers
Sovran Advisors, Llc

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-27
  • CA RA
    APPROVED
    Since 2024-03-27

Branch Locations

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

150 S Los Robles Ave Suite 750, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Valencia CA 02/2010 09/2020
Thrivent Financial For Lutherans Valencia CA 09/2009 08/2018
Thrivent Financial Appleton WI 08/2018 09/2020
Massmutual Life Insurance Pasadena CA 10/2020 02/2024
Mml Investors Services Pasadena CA 10/2020 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Sovran Advisors Llc - Crd 329415 Pasadena CA 02/2024 Present
James Loken Pasadena CA 10/2020 Present
  • 02/2010 → 09/2020
    Valencia, CA
  • 09/2009 → 08/2018
    Thrivent Financial For Lutherans
    Valencia, CA
  • 08/2018 → 09/2020
    Thrivent Financial
    Appleton, WI
  • 10/2020 → 02/2024
    Massmutual Life Insurance
    Pasadena, CA
  • 10/2020 → 02/2024
    Mml Investors Services
    Pasadena, CA
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Sovran Advisors Llc - Crd 329415
    Pasadena, CA
  • 10/2020 → Present
    James Loken
    Pasadena, CA
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 02/2024; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: NON-PRODUCING / ADMINISTRATIVE ROLE; 2. NAME OF OTHER BUSINESS: JAMES LOKEN; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EMPLOYMENT / FINANCIAL SERVICES; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: ACCOUNT INVESTMENT (STOCK, BOND, MUTUAL FUND TRADING), INVESTMENT RESEARCH, NEW BUSINESS AND ACCOUNT OPENING, TRANSFER OF ASSETS TRACKING, MONEY MOVEMENT, ACCOUNT MAINTENANCE, CUSTOMER SERVICE; ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-14
  • S66 Uniform Combined State Law Examination
    2010-05-14
Other Names
  • Kaleigh Renee Clark
  • Kaleigh Clark-Hollander

View on SEC IAPD

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