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10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-07 |
Branch Locations
1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Raleigh | NC | 10/2009 | 10/2019 |
| Hughes Pittman & Gupton, Llp | Raleigh | NC | 11/2001 | 02/2024 |
| 1St Global Advisors, Inc. | Raleigh | NC | 10/2009 | 10/2019 |
| Avantax Insurance Services, Inc. | Raleigh | NC | 06/2010 | 08/2024 |
| Avantax Advisory Services | Raleigh | NC | 10/2019 | 08/2024 |
| Avantax Investment Services, Inc. | Raleigh | NC | 10/2019 | 08/2024 |
| Hpg Wealthcare Advisors, Llc | Raleigh | NC | 10/2009 | 08/2024 |
| Eisneramper | Raleigh | NC | 02/2024 | Present |
| Prosperity - An Eisneramper Company | Raleigh | NC | 08/2024 | Present |
1) DERTSON, LLC (RENTAL PROPERTY) POSITION: LIMITED PARTNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 262 W Millbrook Rd, Raleigh NC 27609, United States DESCRIPTION: PASSIVE OWNERSHIP OF RENTAL REAL ESTATE. 2) FIXED INSURANCE AND ANNUITY SALES; POSITION: Insurance Agent NATURE: Fixed annuity and insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024; 1500 Sunday Drive, Suite 300, Raleigh NC 27607 3) THE COZY QUILT COMPANY LLC POSITION: Member NATURE: Custom quilt making INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2020 ADDRESS: 917 Sunshine Rd, Weston WV 26452, United States DESCRIPTION: Limited partner (member) 4) EISNERAMPER POSITION: Partner NATURE: Tax and Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 02/01/2024 ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Tax and Accounting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-27 |
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