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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| FL | RA | APPROVED | 2022-03-02 |
| TN | RA | APPROVED | 2021-02-09 |
Branch Locations
501 Commerce St, Nashville, TN 37203 • United States
Brentwood, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 10/2012 | 09/2018 |
| Jp Morgan Securities Llc | Chicago | IL | 01/2015 | 09/2018 |
| Jpmorgan Chase Bank Na | Nashville | TN | 09/2018 | 11/2020 |
| Jpmorgan Securities Llc | Nashville | TN | 09/2018 | 11/2020 |
| Sanford C. Bernstein & Co., Llc | Nashville | TN | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-20 |
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