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Deborah Ida Baron

J.P. Morgan Securities LLC

New York, NY

CRD 5724866

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-05
TX RA APPROVED 2026-02-05
  • NY RA
    APPROVED
    Since 2026-02-05
  • TX RA
    APPROVED
    Since 2026-02-05

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 05/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 09/2017 Present
Bloomberg New York NY 07/2015 07/2017
Unemployed New York NY 08/2017 08/2017
  • 05/2022 → Present
    New York, NY
  • 09/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2015 → 07/2017
    Bloomberg
    New York, NY
  • 08/2017 → 08/2017
    Unemployed
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-05
S63 Uniform Securities Agent State Law Examination 2024-01-20
  • S65 Uniform Investment Adviser Law Examination
    2026-02-05
  • S63 Uniform Securities Agent State Law Examination
    2024-01-20
Other Names
  • Deborah Finkelsztein
  • Deborah Ida Finkelsztein Dorfzaun

View on SEC IAPD

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