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Cory Alexander Goldman

Equitable Advisors, LLC

Oak Brook, IL

Chicago, IL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-13
IL RA APPROVED 2021-12-06
  • TX RA
    APPROVED
    Since 2023-02-13
  • IL RA
    APPROVED
    Since 2021-12-06

Branch Locations

1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Buffalo Grove IL 10/2009 10/2021
Unemployed Chicago IL 10/2021 11/2021
Equitable Advisors Llc New York NY 12/2021 Present
  • 10/2009 → 10/2021
    Ameriprise Financial Services, Inc.
    Buffalo Grove, IL
  • 10/2021 → 11/2021
    Unemployed
    Chicago, IL
  • 12/2021 → Present
    Equitable Advisors Llc
    New York, NY
Previous Registrations
Other Businesses

D/B/A Goldman Financial. APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF EQUITABLE NETWORK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-23
  • S66 Uniform Combined State Law Examination
    2010-09-23
Other Names
  • Cory Alexander Goldman
  • Cory Goldman

View on SEC IAPD

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ALAN P MADEJ
Anthony Joesph Bittman
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Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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