Elizabeth Nam

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 04/2017
  Tiaa
  Palm Beach Gardens, FL
• 12/2014 → 04/2017
  Tiaa-Cref Individual & Institutional Services, Llc
  Palm Beach Gardens, FL
• 05/2017 → 12/2018
  Wells Fargo Bank
  Pasadena, CA
• 01/2019 → 09/2022
  Morgan Stanley
  San Mateo, CA
• 09/2022 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 09/2022 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 02/2023 → Present
  Hale O Na Kaikuahine Llc
  Honolulu, HI

Previous Registrations

• 2019-01-17 → 2022-07-21
  Morgan Stanley
  San Francisco, CA
  Purchase, NY
  San Mateo, CA
• 2015-01-20 → 2017-05-08
  Tiaa-Cref Individual & Institutional Services, Llc
  Palm Beach Gardens, FL
• 2013-12-17 → 2014-05-09
  Strategic Advisers Llc
  Palm Beach, FL

Other Businesses

Entity Name: Hale O Na Kaikuahine LLC Investment related: No Address: 1001 Bishop St. #2685A, Honolulu, HI 96813 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC owns a single family home in Ewa Beach, HI to be rented out to third party tenant. My sister, Victoria Nam, and I are the managing members. This is family-owned property, and the LLC has been set up for asset protection purposes. There are no plans to acquire additional properties in this LLC. Effective 9/13/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2013-09-06

Other Names

• Elizabeth E Nam
• Lisa Nam
• Elizabeth Eunju Nam