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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-17 |
| TX | RA | APPROVED_RES | 2018-01-17 |
Branch Locations
11995 Carmel Mountain Rd, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 10/2009 | 01/2018 |
| Jpmorgan Chase Bank, N.A. | San Diego | CA | 01/2018 | Present |
| J.P. Morgan Securities Llc | San Diego | CA | 01/2018 | Present |
| Td Ameritrade Investment Management Llc | San Diego | CA | 10/2009 | 01/2018 |
Entity Name: Joshua Silverman DJ Freelance Investment related: No Address: Private Residence Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 02/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Disc Jockey DJ working at occasional parties, weddings, friendly gatherings, and local bars, pubs, and clubs in Southern California . Between 1 /2 events a month on weekends. JOSHUA SILVERMAN POSITION: BUYER AND SELLER NATURE: CAR LOCATOR AND BUYING AND SELLING INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 0 START DATE: 04/01/2014 ADDRESS: Private Residence DESCRIPTION: LOCATE SPECIFIC USED CARS FROM PRIVATE PARTIES AND PURCHASE AS ASSETS FOR TRADING, SELLING, AND PERSONAL USE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-24 |
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