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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services Corporation | Fairlawn | OH | 05/2014 | 02/2018 |
| Alliance Financial Services | Fairlawn | OH | 05/2014 | 02/2018 |
| Valmark Securities, Inc. | Akron | OH | 02/2018 | 12/2021 |
| Valmark Advisers, Inc. | Akron | OH | 04/2018 | 12/2021 |
| W3 Wealth Management | Akron | OH | 02/2018 | 12/2021 |
| W3 Wealth Advisors, Llc | Akron | OH | 11/2018 | 12/2021 |
| Cetera Advisors Llc | St Cloud | CA | 01/2022 | Present |
| Impel Wealth Management | Cuyahoga Falls | OH | 01/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: IMPEL WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2024; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: INTERVAL BROTHERHOOD HOME; INVESTMENT RELATED: NO; ADDRESS: 3445 S. MAIN STREET AKRON, OH 44319; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/17/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: .5; APX NUMBER OF HOURS DURING TRADING HOURS: .5; BRIEF DESCRIPTION OF DUTIES: ON THE FOUNDATION BOARD TO HELP OVERSEE EXPENSES, INCOME, AND FOUNDATION, HELP ESTABLISH A COMMITTEE TO OVERSEE THE RETIREMENT PLAN FOR EMPLOYEES ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-17 |
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