David Alan Rosengard

Current Employers

Employment History

• 09/2010 → 03/2017
  Metlife Securities Inc
  Short Hills, NJ
• 03/2017 → 09/2020
  Mml Investors Services, Llc
  Moorestown, NJ
• 07/2016 → 09/2020
  Massmutual
  Moorestown, PA
• 09/2020 → Present
  Lpl Financial Llc
  Moorestown, NJ

Previous Registrations

• 2017-03-25 → 2018-09-11
  Mml Investors Services, Llc
  Moorestown, NJ
• 2013-05-30 → 2017-03-25
  Msi Financial Services, Inc.
  Moorestown, NJ
  Short Hills, NJ

Other Businesses

1) 08/11/2020 - R4 Risk and Wealth Solutions - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2020 2) 08/11/2020 - R4 - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2020 3) 08/11/2020 - R4 Enterprises, LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 01/2018 4) 08/11/2020 - Risk & Wealth Solutions - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 2016 5) 08/11/2020 - Notary - State of New Jersey - non-inv rel - start: 2018 - 1 hr/mth 6) 11/01/2023 - R4 Risk and Wealth Solutions - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Started 2017 - 100 Hours Per Month/ 4 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2013-05-09