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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-20 |
| TX | RA | APPROVED | 2021-12-20 |
Branch Locations
155 Lake Avenue North Suite 430, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Los Angeles | CA | 07/2016 | 12/2021 |
| Mml Investors Services, Llc | Los Angeles | CA | 03/2017 | 12/2021 |
| Cetera Investment Advisers Llc | Monrovia | CA | 12/2021 | Present |
| Metlife Securities Inc. | Los Angeles | CA | 12/2015 | 03/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2021 | Present |
1)GROUP HEALTH INSURANCE, 1/HR/WK 2) PRESIDENT AT ROTARY CLUB OF KOREATOWN, 5/HRS/WK; 3) INDEPENDENT CONTRACTOR FOR WATERLILY CAREGIVING INC, REFERALLS FOR LIFE INSURANCE AND LONG TERM CARE, 2/HRS/WK. 4) BGH CONSULTANTS, CONSULTING ON REAL ESTATE, FINANCING, START UPS AND VENTURE CAPITAL BUSINESSES, 100% OWNER, 5/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-17 |
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