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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-11
AZ RA APPROVED 2014-07-16
  • TX RA
    APPROVED_RES
    Since 2017-08-11
  • AZ RA
    APPROVED
    Since 2014-07-16

Branch Locations

1750 S. Power Road, Mesa, AZ 85206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Mesa AZ 10/2009 Present
J.P. Morgan Securities Llc Mesa AZ 10/2009 Present
Other Businesses

Entity Name: Perry High School Touchdown Club Investment related: No "Address: Gilbert, AZ 85297 www.phsfb.com" Nature of the other business: Nonprofit Position/Title/Relationship: Board Members Start Date: 03/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: This is a booster club to raise funds to support Perry High School Football club. I would be the treasurer responsible for maintaining record of all monies coming in and out of the booster fund. I will not be advising them financially regarding investments or the like. Sole responsibility is to keep record of all monies coming in and out. No affiliation with JPMC"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-30
S63 Uniform Securities Agent State Law Examination 2009-11-06
  • S66 Uniform Combined State Law Examination
    2014-06-30
  • S63 Uniform Securities Agent State Law Examination
    2009-11-06
Other Names
  • Margaret Ramos

View on SEC IAPD

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