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Andrew Christopher Stolz

Stolz & Associates, Ps

Tacoma, WA

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Current Employers
Stolz & Associates, Ps

3102 Ruston Way Suite A, Tacoma, WA 98402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-08-27
  • WA RA
    APPROVED
    Since 2018-08-27

Branch Locations

3102 Ruston Way Suite A, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Seattle WA 07/2013 07/2018
Stolz & Associates, Ps Tacoma WA 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-27
S66 Uniform Combined State Law Examination 2009-11-25
  • S65 Uniform Investment Adviser Law Examination
    2018-08-27
  • S66 Uniform Combined State Law Examination
    2009-11-25
Designations
Other Names
  • Andrew Stolz

View on SEC IAPD

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