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James R. Cook

J.P. Morgan Securities LLC

Mattituck, NY

Greenport, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-01
NY RA APPROVED 2023-06-06
  • TX RA
    APPROVED
    Since 2024-05-01
  • NY RA
    APPROVED
    Since 2023-06-06

Branch Locations

10300 Main Rd, Mattituck, NY 11952 • United States

238 Main St, Greenport, NY 11944 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Redland CA 03/2020 03/2020
Unemployed Vero Beach FL 05/2016 01/2017
Keller Williams Realty Vero Beach FL 02/2017 12/2017
Highgarden Real Estate Charleston SC 12/2017 08/2018
Agent Owned Realty Summerville SC 08/2018 09/2019
Coldwell Banker Charleston SC 10/2019 01/2020
Farmers Insurance Ontario CA 04/2020 06/2020
New York Life Insurance Co. Riverside CA 07/2020 08/2020
Nylife Securities Llc Riverside CA 06/2020 08/2020
Jpmorgan Chase Bank, N.A. Mattituck NY 07/2021 Present
J.P. Morgan Securities Llc Mattituck NY 07/2021 Present
Farmers Financial Solutions, Llc Ontario CA 05/2020 06/2020
Veterans Canteen Service Loma Linda CA 12/2020 06/2021
Mass Mutual Life Insurance Co Charleston SC 06/2018 06/2021
Unemployed Redlands CA 08/2020 11/2020
Unemployed Redlands CA 02/2020 02/2020
  • 03/2020 → 03/2020
    Edward Jones
    Redland, CA
  • 05/2016 → 01/2017
    Unemployed
    Vero Beach, FL
  • 02/2017 → 12/2017
    Keller Williams Realty
    Vero Beach, FL
  • 12/2017 → 08/2018
    Highgarden Real Estate
    Charleston, SC
  • 08/2018 → 09/2019
    Agent Owned Realty
    Summerville, SC
  • 10/2019 → 01/2020
    Coldwell Banker
    Charleston, SC
  • 04/2020 → 06/2020
    Farmers Insurance
    Ontario, CA
  • 07/2020 → 08/2020
    New York Life Insurance Co.
    Riverside, CA
  • 06/2020 → 08/2020
    Nylife Securities Llc
    Riverside, CA
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Mattituck, NY
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Mattituck, NY
  • 05/2020 → 06/2020
    Farmers Financial Solutions, Llc
    Ontario, CA
  • 12/2020 → 06/2021
    Veterans Canteen Service
    Loma Linda, CA
  • 06/2018 → 06/2021
    Mass Mutual Life Insurance Co
    Charleston, SC
  • 08/2020 → 11/2020
    Unemployed
    Redlands, CA
  • 02/2020 → 02/2020
    Unemployed
    Redlands, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
S63 Uniform Securities Agent State Law Examination 2020-06-06
  • S66 Uniform Combined State Law Examination
    2023-01-06
  • S63 Uniform Securities Agent State Law Examination
    2020-06-06
Other Names
  • James Robert Cook
  • James R Cook

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · HAMPTON BAYS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY
CLEARVIEW FINANCIAL PLANNING, INC. · SOUTHOLD, NY
J.P. MORGAN SECURITIES LLC · HAMPTON BAYS, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Southampton, NY

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