Maria Ganley

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-09-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bny Mellon Securities Corporation/Mbsc Securities Corporation	New York	NY	10/2016	04/2017
Td Ameritrade, Inc	New York	NY	03/2019	01/2021
Live Nation	Wantagh	NY	05/2017	06/2023
Bny Mellon	Uniondale	NY	10/2016	04/2017
Penn Mutual/Life Planning Group	Uniondale	NY	04/2016	09/2016
Charles Schwab & Co., Inc.	Huntington Station	NY	03/2021	01/2023
Charles Schwab Bank	Huntington Station	NY	03/2021	01/2023
Td Ameritrade Investment Management Llc	New York	NY	03/2019	12/2020
Hornor, Townsend & Kent Llc	Uniondale	NY	04/2016	09/2016
Jpmorgan Chase Bank, N.A.	Mattituck	NY	07/2023	Present
J.P. Morgan Securities Llc	Mattituck	NY	07/2023	Present
Unemployed	Mattituck	NY	06/2023	06/2023
Charles Schwab Bank	Melville	NY	03/2019	01/2021

10/2016 → 04/2017

Bny Mellon Securities Corporation/Mbsc Securities Corporation

New York, NY
03/2019 → 01/2021

Td Ameritrade, Inc

New York, NY
05/2017 → 06/2023

Live Nation

Wantagh, NY
10/2016 → 04/2017

Bny Mellon

Uniondale, NY
04/2016 → 09/2016

Penn Mutual/Life Planning Group

Uniondale, NY
03/2021 → 01/2023

Charles Schwab & Co., Inc.

Huntington Station, NY
03/2021 → 01/2023

Charles Schwab Bank

Huntington Station, NY
03/2019 → 12/2020

Td Ameritrade Investment Management Llc

New York, NY
04/2016 → 09/2016

Hornor, Townsend & Kent Llc

Uniondale, NY
07/2023 → Present

Jpmorgan Chase Bank, N.A.

Mattituck, NY
07/2023 → Present

J.P. Morgan Securities Llc

Mattituck, NY
06/2023 → 06/2023

Unemployed

Mattituck, NY
03/2019 → 01/2021

Charles Schwab Bank

Melville, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-14
S63	Uniform Securities Agent State Law Examination	1989-11-14

Other Firms