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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-06 |
| GA | RA | APPROVED | 2025-03-06 |
| NJ | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-06 |
| NC | RA | APPROVED | 2025-03-06 |
| VA | RA | APPROVED | 2025-03-06 |
| WA | RA | APPROVED | 2025-03-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc | Riverhead | NY | 01/2006 | 03/2025 |
| Ic Advisory Services, Inc. | Riverhead | NY | 06/2006 | 03/2025 |
| Lpl Financial Llc | Southold | NY | 03/2025 | Present |
1. 03/06/2025- Harbour Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/30/2018- 160 Hours Per Month- 120 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-25 |
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