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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-10-20
  • IA RA
    APPROVED
    Since 2025-10-20

Branch Locations

2770 Commerce Drive Nw, Rochester, MN 55901 • United States

Ely, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Cedar Rapids IA 05/2016 11/2018
Royal Alliance Associates, Inc. Cedar Rapids IA 11/2018 08/2021
Private Wealth Asset Management Cedar Rapids IA 08/2021 10/2025
Purshe Kaplan Sterling Investments Albany NY 05/2022 12/2024
Advisor's Advantage Network Rochester MN 10/2025 Present
Osaic Rochester MN 10/2025 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Cedar Rapids, IA
  • 11/2018 → 08/2021
    Royal Alliance Associates, Inc.
    Cedar Rapids, IA
  • 08/2021 → 10/2025
    Cedar Rapids, IA
  • 05/2022 → 12/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2025 → Present
    Advisor's Advantage Network
    Rochester, MN
  • 10/2025 → Present
    Osaic
    Rochester, MN
Previous Registrations
Other Businesses

1. COLLECTIVE FINANCIAL GROUP POSITION: Director of Advisor Development NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 10/20/2025 ADDRESS: 4840 N River Blvd NE #100, Cedar Rapids IA 52411, United States DESCRIPTION: Practice management and development of advisors within the CFG network. 2. SECURITIES SUPPORT UNIT, LLP DBA ADVISOR'S ADVANTAGE NETWORK POSITION: Director of Supervision NATURE: LLP INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/20/2025 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: Supervision Delegate FLS 3.CEDAR VALLEY MONETESSORI SCHOOL POSITION: Board Member-President NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/02/2024 ADDRESS: 110 5th Ave SE, Cedar Rapids IA 52401, United States DESCRIPTION: Governance, oversight, and development of strategic direction for operations of the school.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-04
S63 Uniform Securities Agent State Law Examination 2011-03-18
  • S65 Uniform Investment Adviser Law Examination
    2012-01-04
  • S63 Uniform Securities Agent State Law Examination
    2011-03-18
Other Names
  • Ryan Nielsen

View on SEC IAPD

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