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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-10-20 |
Branch Locations
2770 Commerce Drive Nw, Rochester, MN 55901 • United States
Ely, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Cedar Rapids | IA | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Cedar Rapids | IA | 11/2018 | 08/2021 |
| Private Wealth Asset Management | Cedar Rapids | IA | 08/2021 | 10/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2022 | 12/2024 |
| Advisor's Advantage Network | Rochester | MN | 10/2025 | Present |
| Osaic | Rochester | MN | 10/2025 | Present |
1. COLLECTIVE FINANCIAL GROUP POSITION: Director of Advisor Development NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 10/20/2025 ADDRESS: 4840 N River Blvd NE #100, Cedar Rapids IA 52411, United States DESCRIPTION: Practice management and development of advisors within the CFG network. 2. SECURITIES SUPPORT UNIT, LLP DBA ADVISOR'S ADVANTAGE NETWORK POSITION: Director of Supervision NATURE: LLP INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/20/2025 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: Supervision Delegate FLS 3.CEDAR VALLEY MONETESSORI SCHOOL POSITION: Board Member-President NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/02/2024 ADDRESS: 110 5th Ave SE, Cedar Rapids IA 52401, United States DESCRIPTION: Governance, oversight, and development of strategic direction for operations of the school.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-18 |
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