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4582 S Ulster St. Suite 1300, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-04 |
| CO | RA | APPROVED | 2016-09-23 |
Branch Locations
4582 S Ulster St. Suite 1300, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greenwood Village | CO | 05/2012 | Present |
| Denver Wealth Management Inc.(Providence Capital Partners, Inc.) | Greenwood Village | CO | 08/2016 | Present |
1) 7/11/2016: Blair's DogVacay - Investment Related - Home Based - Outside/W-2 Employment - Start 06/20/2016 - 12 Hours Per Month/0 Hours During Securities Trading - I will host dogs at my house to watch for people. 2) 5/10/2017: No Business Name - Investment Related - Location: varies - Other-Speaker/Seminar - Started 05/08/2017 - 2 Hours Per Month During Securities Trading 3) 1/19/2021 - Denver Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/15/2021 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Denver Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 1/21/2021 - Denver Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/15/2021 - 160 Hours Per Month During Securities Trading 5) 1/26/2021 - Denver Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/15/2021 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Denver Wealth Management, Inc, an independent investment advisor firm. I started this business activity in 01/2021 I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 8/30/2021 - CR 35 LLC - Investment Related - Steamboat Springs, CO - Real Estate Rental - Started 1/27/2021 - 2 Hours Per Month/0 Hours During Securities Trading 7) 11/1/2021 - No Business Name - Investment Related - Centennial, CO - Real Estate Rental - Started 10/29/2021 - 2 Hours Per Month/0 Hours During Securities Trading 8) 12/12/2024 - Bulls Win, LLC - Real Estate Rental - Owner - Steamboat Springs, CO - Investment Related - Start Date 11/18/2024 - 1 hour per month/ during trading 9) 10/27/2025 - Denver Wealth Family Office LLC - Tax Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 10/27/2025 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-27 |
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