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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-19 |
| NC | RA | APPROVED | 2019-04-22 |
Branch Locations
4901 Glenwood Avenue Suite 100, Raleigh, NC 27612 • United States
3702 South College Road, Wilmington, NC 28412 • United States
3701 Shipyard Blvd, Wilmington, NC 28403 • United States
1117 Military Cutoff Road, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Raleigh | NC | 02/2015 | 10/2017 |
| Bb&T Securities | Raleigh | NC | 10/2017 | 04/2019 |
| Lpl Financial Llc | Raleigh | NC | 04/2019 | Present |
1)4/22/19- South State Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) -100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-01 |
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