Lorena Rotalde Garrido Lecca

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 07/2018
  J.P. Morgan Chase Bank, N.A.
  Newark, DE
• 02/2018 → 07/2018
  J.P. Morgan Securities, Llc
  Newark, DE
• 12/2014 → 08/2017
  Diageo North America
  Miami, FL
• 08/2017 → 02/2018
  Unemployed
  Miami, FL
• 07/2018 → 01/2020
  Oppenheimer & Co. Inc.
  Jenkintown, PA
• 01/2020 → 04/2026
  Ubs Financial Services, Inc.
  New York, NY
• 04/2026 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY

Previous Registrations

• 2020-01-13 → 2026-05-05
  Ubs Financial Services Inc.
  New York, NY
  Newtown, PA
• 2018-11-06 → 2019-12-26
  Oppenheimer & Co. Inc.
  Jenkintown, PA

Exams

• S66 Uniform Combined State Law Examination
  2018-11-05
• S63 Uniform Securities Agent State Law Examination
  2018-05-29

Other Names

• Lorena Rotalde Garridolecca
• Lorena Rotalde
• Lorena Rotalde Garrido Lecca