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Si Chen

Clsa Americas, LLC

New York, NY

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Current Employers
Clsa Americas, Llc

1155 Avenue Of The Americas 17Th Floor, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-02-06
CT RA APPROVED 2019-02-06
TX RA APPROVED 2019-02-06
  • CA RA
    APPROVED
    Since 2019-02-06
  • CT RA
    APPROVED
    Since 2019-02-06
  • TX RA
    APPROVED
    Since 2019-02-06

Branch Locations

1155 Avenue Of The Americas, 17Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citic Securities International Usa, Llc New York City NY 08/2011 Present
Clsa Americas, Llc New York NY 05/2017 Present
  • 08/2011 → Present
    Citic Securities International Usa, Llc
    New York City, NY
  • 05/2017 → Present
    Clsa Americas, Llc
    New York, NY
Other Businesses

JYC NYC LLC-real estate-manage rental property for family

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-06
S63 Uniform Securities Agent State Law Examination 2009-06-22
  • S66 Uniform Combined State Law Examination
    2019-02-06
  • S63 Uniform Securities Agent State Law Examination
    2009-06-22
Other Names
  • Jimmy Chen

View on SEC IAPD

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